Sarbanes-Oxley
challenges the Information Technology function with requirements that impact
day-to-day activities.
The SOX compliance
monitoring and auditing tools put in place the infrastructure that every
enterprise that must comply with the requirements of this and other mandated
security needs addresses. Each of the components in this tool kit is easy
to implement and meets the most stringent needs that you face.
Security
Audit Program - Contains over 400 unique tasks divided into 11 areas of
audit focus which are the divided into 38 separate task groupings. The audit
program is one that either an external auditor, internal auditor can use to
validate the compliance of the Information Technology and the enterprise to
ISO 27000, Sarbanes-Oxley, HIPAA, and PCI-DSS.
The results are posted to a 22 page Excel worksheet that graphically
summarizes the strengths and weaknesses of the enterprises security and
compliance to best security practices. (Read
on...)
S.M.A.R.T.
Disk Monitor - Provides the ability to monitor individual folders on
systems to know who has access to which financial records.
Reports are generated based on your defined timeframe. You can satisfy
Sarbanes Oxley auditors with S.M.A.R.T. Disk Monitor with its access
permissions reports. These reports can contain very detailed information
that includes all users and rights assigned to each sub-directory, file, and
user or can be very high level limiting the report to any user with any
access to any file or sub-directory within the target directory. Access
permission reports can be run on-demand or scheduled. Reports can be
emailed, exported to CSV or XML, and printed. (Read
on...)
Network
Event Viewer - Provides the ability to consolidate, save and export logs
of all types. Log management is a cornerstone best practice in compliance
efforts.
Sarbanes-Oxley 404 Internal IT Control requirements infer rigorous
end-to-end Log Management and Archival. Driven by compliance, security and
risk mitigation, Network Event Viewer standardizes and automates the log
management processes from storage and reporting to proactive alerting on
security and other issues.
The
automation, search and analysis of Network Event Viewer provides executives
compliance information, and completes the compliance conformance process and
risk mitigation for the enterprise. (Read
on...)
Text Log
Monitor - Text Log Monitor (TLM) provides Systems Administrators the
ability to monitor and filter local or remote text log files as well as
alert all in real-time. TLM also enables users to view, filter, and tail
extremely large text files from within a Windows Graphical User Interface
(GUI).
Job
Descriptions - Director Sarbanes-Oxley Compliance and Manager
Sarbanes-Oxley Compliance.
Order Management Co-Ordinator
Ensuring that order related documentation is managed to comply with Sarbanes Oxley and other audit requirements. Ensuring that backlogs are kept to a minimum. Involvement in process improvements and assisting the Order Management ...more Cathleen Bucholtz Appointed Managing Director in LA for True ...
financial regulations without the Sarbanes-Oxley-created conflicts inherent in offering both tax consulting and audit services. The firm provides a broad range of services, including analysis and counsel concerning the tax ...more Internal Auditor with a growing National organization... financial audits of divisional offices and corporate functions, develop and enhance risk based audit approaches to ensure efficient audit processes, documentation and testing of internal controls for Sarbanes-Oxley certification ...more Audit Staff (Public)
Assist in designing detailed audit plans and Sarbanes-Oxley tests based on information obtained from business unit narratives, control matrices, and process walkthroughs performed. Perform audit and Sarbanes-Oxley test procedures in ...more IT Audit Manager... Basic understanding of database and network security Solid understanding of up-to-date IT audit concepts An awareness of the implications of the Sarbanes Oxley act Knowledge of third party reporting regimes including SAS70 Excellent ...more Auditor Angst
Most auditors — more than 60 percent of those recently surveyed by CFO — say they have a better relationship with clients today compared with three years ago, when the pain of Sarbanes-Oxley compliance was still raw. ...more Internal Audit Manager / Director
This position reports directly to the VP of Compliance and would be involved in working with outside consultants and the Controller for Sarbanes Oxley implementation, developing and executing the internal audit program, ...more Sarbanes Oxley And Internal Audit
They had to hire new directors and get an audit mean glad due to the provisions made in the Sarbanes Oxley law agreed in 2002. The companies had to hire personnel as well as assign the new department a account, establish how they will ...more SeniorAccountants
The Audit/Assurance Professional provides day to day client service to Fortune 1000 companies. Primary areas of focus include Financial Statement Audit, Internal Audit, Sarbanes-Oxley Compliance, Gener.
more Avoiding the Compliance Trap for Travel and Expenses
Organizations weighing Travel and Expenses (T&E) automation should look beyond the value of streamlining the process to solutions that include analytic and reporting features that enforce compliance controls and provide audit evidence ...more What is the Sarbanes - Oxley Act?... of the Sarbanes - Oxley Act ‘ s include: - - Certification of financial reports by chief director officers and chief financial officers - - Auditor independence, including outright bans on certain types of work for audit clients and ...more When Sarbanes-Oxley Stops Seeming Like Such a Grand Idea
At work, I’m experiencing my first corporate audit. It’s not like an IRS audit, of course; it’s not a penalty for questionable activity. Instead, it’sa service we pay for in order to demonstrate our own compliance with good accounting ...more Sarbanes-Oxley Act
This Sarbanes-Oxley dislcosure/internal control primer includes chapters on internal control framework, audit considerations, methodology, risk/control matrices, self-assessment questionnaires, and audit programs relating to Sections ...more DirectorofSOX(Investments)to$150000
Major NYSE Financial Services company located in Morris County, NJ is seeking a Director of Sarbanes-Oxley Audit. Must have 7 years of audit experience either through public accounting or internal audit with a focus on financial ...more Senior Internal Auditor
Performs follow-up work to ensure audit recommendations and corrective actions are implemented. Assists in documenting and maintaining documentation of internal controls over financial statements in accordance with Sarbanes-Oxley...more Sarbanes-Oxley actSarbanes-Oxley (SOX) became a law in July 2002. The law, enacted largely in response to the Enron and WorldCom scandals, has been described as the most sweeping and significant change in securities law since 1930s. Sarbanes-Oxley is a ...more Sarbanes-Oxley Compliance Costs Decline
A survey of 185 companies by Financial Executives International found that compliance costs for Sarbanes-Oxley's internal controls audit requirements, Section 404, had declined 5.4% last year. Total audit costs were up 2%, however. ...more Board Adopts New Ethics and Independence Rule Concerning ...
The Board adopted Rule 3526 to enhance communication between audit committees and registered firms regarding the firm's independence. Rule 3526 will require a registered public accounting firm, before accepting an initial engagement ...more Sarbanes-Oxley Act And Other Measures Against Accounting ScandalsSarbanes-Oxley Act is the response to the malicious accounting practices that had been going on before. It seeks to restore the public’s confidence in the corporate governance ethics and financial reporting guidelines. ...more PCAOB Considers Adopting New Ethics and Independence Rule ...
The Board will consider adopting Rule 3526, Communication with Audit Committees Concerning Independence, which would supersede the Board's interim independence requirement, Independence Standards Board Standard No. ...more Comment on Singing CPA Sings Happy Birthday to Sarbanes-Oxley by ...
Speaking of people talking, very exciting news from Monday’s Wall Street Journal — a profile on Audit Trail’s close pal Steve Zelin (whom faithful readers will remember from his prominent role in our SOX Fifth celebration. ...more PCAOB Addresses Emerging Audit Issues In 2008 Forums on Auditing ...
5, An Audit of Internal Control Over Financial Reporting That Is Integrated with An Audit of Financial Statements. “Small Business Forums have been an effective way to share timely information about the PCAOB’s oversight programs with ...more Federal Examiner Finds Internal Control and Audit Committee ...
The same findings were not made in 2005 even though the auditor found in the 2005 Sarbanes-Oxley audit that the company continued to lack written policies in several key accounting areas, including loan losses and repurchase reserve. ...more Teligistics Receives Favorable Sarbanes-Oxley Audit Certification
Teligistics Receives Favorable Sarbanes-Oxley Audit Certification … financial statements through accounts payable and Information Technology (IT) functions. This in-depth and detailed evaluation … Free Press Release News Wire FREE HDTV ...more Teligistics Gets Favorable Sarbanes-Oxley Audit Certification
Teligistics' clients can use this SAS 70 audit as proof of their own compliance with Sarbanes-Oxley's Section 404 requiring management's annual assertion of effective internal controls over financial reporting.
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