CCO Job Description - Chief Compliance Officer

Chief Compliance Officer

IT Job DescriptionsThe Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the Board of Directors, management and employees are in compliance with the rules and regulations of regulatory agencies, that company policies and procedures are being followed, and that behavior in the organization meets the company's Standards of Conduct.

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The Chief Compliance Officer acts as staff to the CEO and Board of Trustees' Corporate Compliance Committee by monitoring and reporting results of the compliance/ethics efforts of the company and in providing guidance for the Board and senior management team on matters relating to compliance. The Chief Compliance Officer, together with the Corporate Compliance Committee, is authorized to implement all necessary actions to ensure achievement of the objectives of an effective compliance program.

The CCO serves as the focal point for compliance activities. The CCO typically is a person of high integrity, and other duties the CCO are not be in conflict with the compliance goals. Coordination and communication are the key functions of the CCO with regard to planning, implementing, and monitoring the compliance program.

The CCO is highly placed in the enterprise's management system so that he or she can exercise independent judgment without fear of reprisal, and so that employees will know that bringing a problem to that person's attention is not a wasted exercise.

See Also Data Protection Officer

Compliance Management Toolkit Versions

Janco offers a full range of tools to help enterprises of all sizes to address these issues. The Compliance Management kit provides the infrastructure tools

In addition to the Compliance Management White Paper we provided the The Compliance Management tool kit in three (3) versions: Silver, Gold, and Platinum.

Compliance Management White Paper

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Compliance Management White Paper
  • Compliance Management White Paper - Summarizes mandated compliance requirements and provides a summary level work plan for how to implement Compliance Management policies and procedures.

    White Paper contains a table of manadated record retention periods and a list of all of the states and US possessions with their mandated notification requirements. Updated to include GDPR and CaCPA requirement discussion

Compliance Management - Silver Edition

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Compliance Management White Paper Secuirty Audit Program PCI Audit Program Compliance Job Descriptions
  • Compliance Management White Paper
  • Security Audit Program - fully editable -- Comes in MS EXCEL and PDF formats -- Meets ISO 27001, 27002, Sarbanes-Oxley, PCI-DSS and HIPAA requirements -- Over 400 unique tasks divided into 11 areas of audit focus which are the divided into 39 separate task groupings including BYOD.
  • PCI Audit Program - Word and PDF
  • Job Descriptions (31 key positions) - Word Format - fully editable and PDF
    • Chief Compliance Officer (CCO), Director Electronic Commerce, Manager BYOD Support, Manager Internet - Intranet Activities, Manager Internet Systems, Manager Point of Sale, Manager Record Administration, Manager Transaction Processing, Manager Video and Website Content, Manager Web Content, Manager Wireless Systems, BYOD Support Specialist, e-Commerce Coordinator, e-Commerce Coordinator Senior, e-Commerce Specialist, Internet-Intranet Administrator, On-Line Transaction Processing Analyst, PCI-DSS Administrator, PCI-DSS Coordinator, POS Coordinator, POS Hardware Coordinator, POS Senior Coordinator, Record Management Coordinator, System Administrator - Linux, System Administrator - UNIX, System Administrator - Windows, Web Analyst, Web Site Designer, Webmaster, Wireless Coordinator, and Wi-Fi Administrator

Compliance Management - Gold Edition

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Compliance Management White Paper Secuirty Audit Program PCI Audit Program Compliance Job Descriptions Record Management Policy Privacy Compliance Policy
  • Compliance Management White Paper
  • Security Audit Program
  • PCI Audit Program
  • Job Descriptions (31 key positions)
  • Record Classification and Management Policy - Word - Policy which complies with mandated US, EU, and ISO requirements
  • Privacy Compliance Policy that address the EU's GDPR and the latest California Consumer Privacy Act

Compliance Management - Platinum Edition

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Compliance Management White Paper Security Audit Program PCI Audit Program Compliance Job Descriptions Record Management Policy Privacy Compliance Policy  Security Manual
  • Compliance Management White Paper
  • Security Audit Program
  • PCI Audit Program
  • Job Descriptions (31 key positions)
  • Record Classification and Management
  • Privacy Compliance Policy that address the EU's GDPR and the latest California Consumer Privacy Act
  • Security Manual Template - Word - 240 plus packed pages which are usable as is. Over 3,000 companies worldwide have chosen this as the basis for their best practices to meet mandated US, EU and ISO requirements

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Janco's IT Job Descriptions

The job descriptions created by Janco's executive consultants have taken these changes in role into consideration when the job descriptions for the CIO and CTO where updated. The Chief Information Officer and Chief Technology Officer job description are both over 4 pages in length.

Order IT Job Description HandiGuide Sample Job Description Download Table of Contents

You can purchase this book as a PDF Book, Word Book or as individual word files for each Job Description (in Word .docx format) which makes for easier modification. We have also combined the both book formats with the individual word files for each job descriptions to give you the best of both worlds.

Job Description Options

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High Growth Company vs Low Growth Company CIOs CIO Role High Growth Companies

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